Convention on Maritime Neutrality. Havana,
20 February 1928
The Governments of the Republics represented
at the Sixth International Conference of
America States, held in the City of Havana,
Republic of Cuba, in the year 1928;
Desiring that, in case war breaks out-between
two or more states the other states may,
in the service of peace, offer their good
offices or mediation to bring the conflict
to an end, without such an action being considered
as an unfriendly act;
Convinced that in case this aim cannot be
attained, neutral states have equal interest
in having their rights respected by the belligerents;
Considering that neutrality is the juridical
situation of states which do not take part
in the hostilities, and that it creates rights
and imposes obligations of impartiality,
which should be regulated;
Recognizing that international solidarity
requires that the liberty of commerce should
be always respected, avoiding as far as Possible
unnecessary burdens for the neutrals;
It being convenient, that as long as this
object is not reached, to reduce those burdens
as much as possible; and
In the hope that it will be possible to regulate
the matter so that all interests concerned
may have every desired guaranty;
Have resolved to formulate a convention to
that effect and have appointed the following
Plenipotentiaries:
(Here follow the names of Plenipotentiaries)
Who, after having presented their credentials,
which were found in good and correct form,
have agreed upon the following provisions:
SECTION I
FREEDOM OF COMMERCE IN TIME OF WAR
Article 1. The following rules shall govern
commerce of war:
(1) Warships of the belligerents have the
right to stop and visit on the high seas
and in territorial waters that are not neutral
any merchant ship with the object of ascertaining
its character and nationality and of verifying
whether it conveys cargo prohibited by international
law or has committed any violation of blockade.
If the merchant ship does not heed the signal
to stop, it may be pursued by the warship
and stopped by force; outside of such a case
the ship cannot be attacked unless, after
being hailed, it fails to observe the instructions
given it.
The ship shall not be rendered incapable
of navigation before the crew and passengers
have been placed in safety.
(2) Belligerent submarines are subject to
the foregoing rules. If the submarine cannot
capture the ship while observing these rules,
it shall not have the right to continue to
attack or to destroy the ship.
Art. 2. Both the detention of the vessel
and its crew for violation of neutrality
shall be made in accordance with the procedure
which best suits the state effecting it and
at the expense of the transgressing ship.
Said state, except in the case of grave fault
on its Part, is not responsible for damages
which the vessel may suffer.
SECTION II
DUTIES AND RIGHTS OF BELLIGERENTS
Art. 3. Belligerent states are obligated
to refrain from performing acts of war in
neutral waters or other acts which may constitute
on the part of the state that tolerates them,
a violation of neutrality.
Art. 4. Under the terms of the preceding
article, a
belligerent state is forbidden:
(a) To make use of neutral waters as a base
of naval operations against the enemy, or
to renew or augment military supplies or
the armament of its ships, or to complete
the equipment of the latter;
(b) To install in neutral waters radio-telegraph
stations or any other apparatus which may
serve as a means of communication with its
military forces, or to make use of installations
of this kind it may have established before
the war and which may not have been opened
to the public.
Art. 5. Belligerent warships are forbidden
to remain in the ports or waters of a neutral
state more than twenty-four hours. This provision
will be communicated to the ship as soon
as it arrives in port or in the territorial
waters, and if already there at the time
of the declaration of war, as soon as the
neutral state becomes aware of this declaration.
Vessels used exclusively for scientific,
religious, or philanthropic purposes are
exempted from the foregoing provisions.
A ship may extend its stay in port more than
twenty-four hours in case of damage or bad
conditions at sea, but must depart as soon
as the cause of the delay has ceased.
When, according to the domestic law of the
neutral state, the ship may not receive fuel
until twenty-four hours after its arrival
in port the Period of its stay may be extended
an equal length of time.
Art. 6. The ship which does not conform to
the foregoing rules may be interned by order
of the neutral government.
A ship shall be considered as interned from
the moment it receives notice to that effect
from the local neutral authority, even though
a petition for reconsideration of the order
has been interposed by the transgressing
vessel, which shall remain under custody
from the moment it receives the order.
Art. 7. In the absence of a special provision
of the local legislation, the maximum number
of ships of war of a belligerent which may
be in a neutral port at the same time shall
be three.
Art. 8. A ship of war may not depart from
a neutral port within less than twenty-four
hours after the departure of an enemy warship.
The one entering first shall depart first,
unless it is in such condition as to warrant
extending its stay. In any case the ship
which arrived later has the right to notify
the other through the competent local authority
that within twenty-four hours it will leave
the port, the one first entering, however,
having the right to depart within that time.
If it leaves, the notifying ship must observe
the interval which is above stipulated.
Art. 9. Damaged belligerent ships shall not
be permitted to make repairs in neutral ports
beyond those that are essential to the continuance
of the voyage and which in no degree constitute
an increase in its military strength.
Damages which are found to have been produced
by the enemy's fire shall in no case be repaired.
The neutral state shall ascertain the nature
of the repairs to be made and will see that
they are made as rapidly as possible.
Art. 10. Belligerent warships may supply
themselves with fuel and stores in neutral
ports, under the conditions especially established
by the local authority and in case there
are no special provisions to that effect,
they may supply themselves in the manner
prescribed for provisioning in time of peace.
Art. 11. Warships which obtain fuel in a
neutral port cannot renew their supply in
the same state until a period of three months
has elapsed.
Art. 12. Where the sojourn, supplying, and
provisioning of belligerent ships in the
ports and jurisdictional waters of neutrals
are concerned, the
provisions relative to ships of war shall
apply equally:
(1) To ordinary auxiliary ships;
(2) To merchant ships transformed into warships,
in accordance with Convention VII of The
Hague of 1907. The neutral vessel shall be
seized and in general subjected to the same
treatment as enemy merchantmen:
(a) When taking a direct part in the hostilities.
(b) When at the orders or under direction
of an agent placed on board by an enemy government;
(c) When entirely freight-loaded by an enemy
government;
(d) When actually and exclusively destined
for transporting enemy troops or for the
transmission of information on behalf of
the enemy. In the cases dealt with in this
article, merchandise belonging to the owner
of the vessel or ship shall also be liable
to seizure.
(3) To armed merchantmen.
Art. 13. Auxiliary ships of belligerents,
converted anew into merchantmen, shall be
admitted as such in
neutral ports subject to the following conditions:
(1) That the transformed vessel has not violated
the neutrality of the country where it arrives;
(2) That the transformation has been made
in the ports or jurisdictional waters of
the country to which the vessel belongs,
or in the ports of its allies;
(3) That the transformation be genuine, namely,
that the vessel show neither in its crew
nor in its equipment that it can serve the
armed fleet of its country as an auxiliary,
as it did before.
(4) That the government of the country to
which the ship belongs communicate to the
states the names of auxiliary craft which
have lost such character in order to recover
that of merchantmen; and
(5) That the same government obligate itself
that said ships shall not again be used as
auxiliaries to the war fleet.
Art. 14. The airships of belligerents shall
not fly above the territorial waters of neutrals
if it is not in conformity with the regulations
of the latter.
SECTION III
RIGHTS AND DUTIES OF NEUTRALS
Art. 15. Of the acts of assistance coming
from the neutral states, and the acts of
commerce on the part of individuals, only
the first are contrary to neutrality.
Art. 16. The neutral state is forbidden:
(a) To deliver to the belligerent, directly
or indirectly, or for any reason whatever,
ships of war, munitions or any other war
material;
(b) To grant it loans, or to open credits
for it during the duration of war.
Credits that a neutral state may give to
facilitate the sale or exportation of its
food products and raw materials are not included
in this prohibition.
Art. 17. Prizes cannot be taken to a neutral
port except in case of unseaworthiness, stress
of weather, or want of fuel or provisions.
When the cause has disappeared, the prizes
must leave immediately; if none of the indicated
conditions exist, the state shall suggest
to them that they depart, and if not obeyed
shall have recourse to the means at its disposal
to disarm them with their officers and crew,
or to intern the prize crew placed on board
by the captor.
Art. 18. Outside of the cases provided for
in Article 17, the neutral state must release
the prizes which may have been brought into
its territorial waters.
Art. 19. When a ship transporting merchandise
is to be interned in a neutral state, cargo
intended for said country shall be unloaded
and that destined for others shall be transhipped.
Art. 20. The merchantman supplied with fuel
or other stores in a neutral state which
repeatedly delivers the whole or part of
its supplies to a belligerent vessel, shall
not again receive stores and fuel in the
same state.
Art. 21. Should it be found that a merchantman
flying a belligerent flag, by its preparations
or other circumstances, can supply to warships
of a state the stores which they need, the
local authority may refuse it supplies or
demand of the agent of the company a guaranty
that the said ship will not aid or assist
any belligerent vessel.
Art. 22. Neutral states are not obligated
to prevent the export or transit at the expense
of any one of the belligerents of arms, munitions
and in general of anything which may be useful
to their military forces.
Transit shall be permitted when, in the event
of a war between two American nations, one
of the belligerents is a Mediterranean country,
having no other means of supplying itself,
provided the vital interests of the country
through which transit is requested do not
suffer by the granting thereof.
Art. 23. Neutral states shall not oppose
the voluntary departure of nationals of belligerent
states even though they leave simultaneously
in great numbers; but they may oppose the
voluntary departure of their own nationals
going to enlist in the armed forces.
Art. 24. The use by the belligerents of the
means of communication of neutral states
or which cross or touch their territory is
subject to the measures dictated by the local
authority.
Art. 25. If as the result of naval operations
beyond the territorial waters of neutral
states there should be dead or wounded on
board belligerent vessels, said states may
send hospital ships under the vigilance of
the neutral government to the scene of the
disaster. These ships shall enjoy complete
immunity during the discharge of their mission.
Art. 26. Neutral states are bound to exert
all the vigilance within their power in order
to prevent in their ports or territorial
waters any violation of the foregoing provisions.
SECTION IV
FULFILMENT AND OBSERVANCE OF THE LAWS OF
NEUTRALITY
Art. 27. A belligerent shall indemnify the
damage caused by its violation of the foregoing
provisions. It shall likewise be responsible
for the acts of persons who may belong to
its armed forces.
Art. 28. The present Convention does not
affect obligations undertaken by the Contracting
Parties through international agreements.
Art. 29. After being signed, the present
Convention shall be submitted to the ratification
of the Signatory States. The Government of
Cuba is charged with transmitting authentic
certified copies to the governments for the
aforementioned purpose of ratification. The
instrument of ratification shall be deposited
in the archives of the Pan American Union
in Washington, the Union to notify the signatory
governments of said deposit. Such notification
shall be considered as an exchange of ratifications.
This Convention shall remain open to the
adherents of non-Signatory States.
In witness whereof, the aforenamed Plenipotentiaries
sign the present Convention in Spanish, English,
French and Portuguese, in the City of Havana,
the twentieth day of February, 1928.
(Here follow signatures)